Service
Risk & Compliance
Regulatory readiness and operational risk programmes that protect the licence to operate.
The problem we are hired for
Regulation now arrives faster than most compliance functions can absorb it, and audit findings have a way of closing on paper and reopening in practice.
We build controls into the process itself, so evidence generates as a by-product of work and findings stay closed.
How we approach it
Regulatory readiness
Gap assessments and remediation programmes sequenced against regulator deadlines.
Controls that operate
Controls designed into the workflow, so evidence generates itself.
Operational resilience
Impact tolerances tested against severe-but-plausible scenarios, not tabletop theatre.
How the work runs
Four movements with a decision gate after each. You always know where the engagement stands and what it has returned so far.
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Assess
Map obligations to processes and controls. Find the gaps before the regulator does.
Decision gate: a gap map from obligation to process to control.
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Remediate
Close findings with process redesign, not memos. Every fix has an operating owner.
Decision gate: findings closed with named operating owners.
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Evidence
Automate evidence capture inside the workflow so audits stop being archaeology.
Decision gate: audit evidence generating inside the workflow.
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Sustain
Horizon scanning and a control cadence that absorbs new regulation as routine.
Decision gate: a control cadence that absorbs new regulation.
Tooling we deploy
Jira
Confluence
Datadog
Grafana
Snowflake
Docker
What it returns
- 14
- Regulatory programmes delivered
- 0
- Repeat findings across recent audits
- 6
- Regulators engaged with directly
Related case study
Auria Retail: payments compliance
PCI remediation across nine markets with zero trading disruption.